o3 Securities is a company that focuses on building customised and value-based solutions for clients,
that has been built ground up by a team with a strong experience of hand-holding clients across
multiple market cycles.

We offer equity broking services to individuals, family offices and institutions backed by cutting-edge
technology and advanced research and planning tools.

At o3 Securities, transparency and integrity are at the core of everything we do. You can trust us to
provide unbiased advice and recommendations that are in your best interest. We are committed to
empowering you with the knowledge, tools, and personalized guidance you need to navigate the
complex world of investing.

Client Bank Details (Up streaming Client Nodal Bank Account -USCNBA):

Investors are requested to note that Stock broker o3 Securities Private Limited is permitted to receive money from investors through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA).

o3 Securities Pvt. Ltd. is also required to disclose these USCNB accounts to the Stock Exchange. Hence, you are requested to use following USCNB accounts only for the purpose of dealings in your trading account with us. The details of these USCNB accounts are also displayed by Stock Exchanges on their website under “Know/ Locate your Stock Broker.”

Investor Awareness

Trading and investments in Securities are subject to market risk, there is no assurance or guarantee of returns.
Please read the PMS Disclosure Document, Risk Disclosure Document and Dos and Don’ts prescribed by the Exchanges and Mutual Fund Offer Documents carefully before investing.

e-Voting: To participate in the process of e-Voting, please click on the following links: https://evoting.nsdl.com/ or https://www.evotingindia.com/

Attention Investors:

i. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No need to worry about the refund either, as the money remains in the investor’s account.
ii. Prevent Unauthorized Transactions in your demat and broking account −> Update your mobile numbers/email IDs with your stock brokers and depository participants. Receive information of your transactions directly from Exchange & CDSL on your mobile/email at the end of the day..... Issued in the interest of Investors. (Ref Circular No: NSE/INSP/27346, BSE/ 20140822-30, CDSL 2014/94/97 & 2015 / 104).
iii. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

Disclaimer: Investment in securities market are subject to market risks, read all the related documents carefully before investing. Brokerage will not exceed SEBI prescribed limit. Please refer the Risk Disclosure Document issued by SEBI and go through the Rights and Obligations and Do’s and Dont’s issued by Stock Exchanges and Depositories before trading on the Stock Exchanges. Before investing in the asset class consider your investment objectives, level of experience and risk appetite carefully.